Jung Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jung Ho Lee, a licensed Responsible Officer with CE reference BBQ418. Currently licensed at 1 firm(s): KB Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-04 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 — Advising on securities | 2018-05-04 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2018-05-04 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2018-05-04 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-02-11 | 2017-08-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-12 | 2017-08-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-12 | 2017-08-31 |