Xiao (SFC:BBQ430) Ma
馬驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BBQ430) Ma (馬驍), a licensed former licensee with CE reference BBQ430. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-09-21 | 2019-01-11 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-09-21 | 2019-01-11 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2015-09-21 | 2019-01-11 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-09-05 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-09-05 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2015-09-05 |