Ho Ming Samuel Poon
潘浩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Samuel Poon (潘浩明), a licensed former licensee with CE reference BBQ618. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2019-04-01 | 2020-01-10 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-04-01 | 2020-01-10 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-08 | 2018-05-01 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2013-08-08 | 2018-05-01 |