Charles Shia
夏謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Shia (夏謙), a licensed Responsible Officer with CE reference BBR203. Currently licensed at 1 firm(s): Asia Lion Capital (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Lion Capital (Hong Kong) Limited 亞獅資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-01-27 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-04 | 2015-12-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2014-04-04 | 2015-12-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-02 | 2014-02-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-02 | 2014-02-01 |