Bing San Lee
李秉宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing San Lee (李秉宸), a licensed Responsible Officer with CE reference BBR401. Currently licensed at 2 firm(s): Everest (Hong Kong) Securities Limited, Giga (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited |
RO | Type 1 — Dealing in securities | 2025-06-19 | present |
| Giga (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-03-05 | present |
| Giga (Hong Kong) Limited | RO | Type 9 — Asset management | 2024-03-05 | present |
| Sinofides Securities Limited 中國壹號證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-12 | 2024-02-29 |
| Sinofides Securities Limited 中國壹號證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-12 | 2024-02-29 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-17 | 2022-10-10 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-13 | 2020-07-31 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-13 | 2020-07-31 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-18 | 2020-07-31 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2019-08-13 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-14 | 2019-06-18 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2019-08-13 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-12 | 2019-04-26 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2018-11-12 | 2019-04-26 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-19 | 2018-11-12 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-16 | 2018-11-12 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-16 | 2019-04-26 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-30 | 2017-06-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-08 | 2017-06-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-09 | 2014-03-30 |