David Jung Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jung Kim, a licensed Responsible Officer with CE reference BBS218. Currently licensed at 1 firm(s): Kainos Investment Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kainos Investment Limited |
RO | Type 4 — Advising on securities | 2025-11-04 | present |
| Kainos Investment Limited |
RO | Type 9 — Asset management | 2025-11-04 | present |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-23 | 2017-01-31 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-12-23 | 2017-01-31 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-09 | 2014-12-23 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-09 | 2014-12-23 |