Xiaoyi Chen
陳晓毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyi Chen (陳晓毅), a licensed Responsible Officer with CE reference BBT515. Currently licensed at 3 firm(s): HGNH International Asset Management Co., Limited, HGNH International Futures Co., Limited, HGNH International Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-23 | present |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-04 | present |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-27 | present |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | present |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-06-11 | present |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-02-24 | 2019-09-03 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-27 | 2022-04-04 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-11-24 | 2017-02-24 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-06-11 | 2015-08-27 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-17 | 2016-10-27 |