Nicholas Chung
鍾傲南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Chung (鍾傲南), a licensed Representative with CE reference BBU702. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-13 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2023-12-13 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-18 | 2023-06-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-08 | 2023-06-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-25 | 2020-09-04 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-09-13 | 2016-10-14 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-09-13 | 2016-10-14 |