Qing (SFC:BBU785) Chen
陳晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:BBU785) Chen (陳晴), a licensed former licensee with CE reference BBU785. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-03 | 2022-02-04 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2016-10-03 | 2022-02-04 |
| BCCF Securities Co., Limited 文心証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-11 | 2016-10-03 |
| BCCF Securities Co., Limited 文心証券有限公司 |
Rep | Type 9 — Asset management | 2016-08-11 | 2016-10-03 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-10-31 | 2016-08-05 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-31 | 2016-08-05 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2014-10-31 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-05 | 2014-10-31 |