Tsz Yan (SFC:BBW116) Luk
陸梓欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan (SFC:BBW116) Luk (陸梓欣), a licensed former licensee with CE reference BBW116. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-09-15 | 2023-09-20 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2013-09-11 | 2017-06-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2013-09-11 | 2017-06-16 |