Hon Man Ng
伍翰文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Man Ng (伍翰文), a licensed Responsible Officer with CE reference BBX599. Currently licensed at 1 firm(s): Tamar Alliance Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-22 | present |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 9 — Asset management | 2021-12-22 | present |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-16 | 2021-12-22 |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
Rep | Type 9 — Asset management | 2018-10-16 | 2021-12-22 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2018-09-17 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-18 | 2018-09-17 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-07 | 2015-04-25 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2014-03-05 | 2014-08-03 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-05 | 2014-08-03 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-18 | 2014-02-13 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-18 | 2014-02-13 |