Robert Lauriston John Arnott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Lauriston John Arnott ( ), a licensed former licensee with CE reference BBY536. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2017-03-10 | 2021-06-23 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 4 — Advising on securities | 2017-03-10 | 2021-06-23 |
| NT Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2014-06-03 | 2017-08-31 |
| NT Securities Asia Limited |
RO | Type 4 — Advising on securities | 2014-06-03 | 2017-08-31 |