Dong (SFC:BBZ142) Yang
楊棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:BBZ142) Yang (楊棟), a licensed former licensee with CE reference BBZ142. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-11 | 2022-11-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-11 | 2022-11-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-07 | 2022-11-04 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-07 | 2022-11-04 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2021-11-19 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2021-11-19 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2013-10-15 | 2016-04-06 |