Yuk Poon
潘昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Poon (潘昱), a licensed former licensee with CE reference BCA382. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2021-03-08 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-21 | 2015-10-23 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2015-10-23 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-10-21 | 2015-10-23 |