Alain Robert Groshens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Robert Groshens, a licensed Responsible Officer with CE reference BCC310. Currently licensed at 1 firm(s): SystematicEdge Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SystematicEdge Limited |
RO | Type 4 — Advising on securities | 2022-02-24 | present |
| SystematicEdge Limited |
RO | Type 9 — Asset management | 2022-02-24 | present |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2020-02-21 | 2022-02-23 |
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2018-02-28 | 2020-02-21 |
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2014-03-13 | 2015-08-31 |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2014-03-13 | 2015-08-31 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2014-03-13 | 2015-08-31 |
| Natixis Asia Limited | RO | Type 5 — Advising on futures contracts | 2014-03-13 | 2015-08-31 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2013-12-03 | 2014-03-13 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-03 | 2014-03-13 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2013-12-03 | 2014-03-13 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2013-12-03 | 2014-03-13 |