Gregory Benjamin Guenoun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Benjamin Guenoun, a licensed Responsible Officer with CE reference BCE816. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-01-09 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2023-01-09 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-10-17 | 2023-01-09 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-17 | 2023-01-09 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-05-05 | 2022-05-20 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2021-05-05 | 2022-05-20 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-15 | 2021-05-05 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-05-15 | 2021-05-05 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2014-12-12 | 2018-03-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2014-12-12 | 2018-03-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2013-10-29 | 2014-11-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2013-10-29 | 2014-11-30 |