Chun Him Lee
李俊謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Him Lee (李俊謙), a licensed Responsible Officer with CE reference BCE890. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 — Advising on securities | 2022-08-31 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-23 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-07-23 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-14 | 2020-07-23 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-14 | 2022-08-31 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-14 | 2020-07-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-22 | 2019-08-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-22 | 2019-08-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-22 | 2019-08-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2016-12-10 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-12 | 2016-12-10 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2016-06-30 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-01 | 2016-06-30 |