Edward James Rogers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward James Rogers, a licensed Responsible Officer with CE reference BCH496. Currently licensed at 1 firm(s): Wolver Hill Asset Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolver Hill Asset Management Asia Limited | RO | Type 4 — Advising on securities | 2014-05-05 | present |
| Wolver Hill Asset Management Asia Limited | RO | Type 9 — Asset management | 2014-05-05 | present |