Harold Alan Schwartz III

CE No. BCI160 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harold Alan Schwartz III (), a licensed former licensee with CE reference BCI160. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Heitman International HK Limited
RO Type 1 — Dealing in securities 2016-12-01 2025-01-14
Heitman International HK Limited
RO Type 4 — Advising on securities 2016-12-01 2025-01-14
Heitman International HK Limited
RO Type 9 — Asset management 2014-02-18 2025-01-14

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