Harold Alan Schwartz III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harold Alan Schwartz III ( ), a licensed former licensee with CE reference BCI160. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heitman International HK Limited |
RO | Type 1 — Dealing in securities | 2016-12-01 | 2025-01-14 |
| Heitman International HK Limited |
RO | Type 4 — Advising on securities | 2016-12-01 | 2025-01-14 |
| Heitman International HK Limited |
RO | Type 9 — Asset management | 2014-02-18 | 2025-01-14 |