Tsun Yu Ho
何峻宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Yu Ho (何峻宇), a licensed Responsible Officer with CE reference BCN406. Currently licensed at 1 firm(s): Mega Success Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-08 | present |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-08 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2019-06-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2019-06-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2019-06-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-07 | 2019-04-14 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-07 | 2019-04-14 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2019-04-14 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-07 | 2019-04-14 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2017-07-30 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-10 | 2017-07-30 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 9 — Asset management | 2017-04-10 | 2017-07-30 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-11 | 2017-03-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-11 | 2017-03-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-15 | 2016-02-29 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2016-02-29 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-17 | 2015-03-16 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2015-03-16 |