Hui Yeng Tan

CE No. BCP982 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Yeng Tan, a licensed Responsible Officer with CE reference BCP982. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Mercer Investments (HK) Limited
美世投資(香港)有限公司
RO Type 9 — Asset management 2018-08-01 present
Mercer Investments (HK) Limited
美世投資(香港)有限公司
RO Type 1 — Dealing in securities 2014-06-09 present
Mercer Investments (HK) Limited
美世投資(香港)有限公司
RO Type 4 — Advising on securities 2014-06-09 present
Mercer Investments (HK) Limited
美世投資(香港)有限公司
Rep Type 1 — Dealing in securities 2014-01-03 2014-06-09
Mercer Investments (HK) Limited
美世投資(香港)有限公司
Rep Type 4 — Advising on securities 2014-01-03 2014-06-09

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