You Liao
廖優
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Liao (廖優), a licensed Responsible Officer with CE reference BCQ567. Currently licensed at 1 firm(s): Petrus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-11 | present |
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-20 | present |
| Petrus Asset Management Limited 北瑞資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-20 | 2024-12-11 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-13 | 2022-07-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-13 | 2022-07-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-18 | 2016-07-13 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-08 | 2022-07-01 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-08 | 2019-12-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-15 | 2016-02-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-25 | 2015-06-15 |