Ka Wai Kenneth Tam
譚家維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Kenneth Tam (譚家維), a licensed former licensee with CE reference BCS202. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2017-04-29 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2014-01-14 | 2017-04-29 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2014-01-14 | 2017-04-29 |