Yat Tung Shum
沈逸東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Tung Shum (沈逸東), a licensed former licensee with CE reference BCS471. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IDS Forex HK Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2016-06-21 | 2017-05-25 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2015-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2014-10-17 |