Kai Ming Mak
麥啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Mak (麥啟明), a licensed former licensee with CE reference BCU738. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YG International Partners Limited 一信資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-19 | 2019-12-30 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2019-12-30 |
| YG International Partners Limited 一信資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-08 | 2019-07-19 |
| YG Capital Management Limited 一信資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-08 | 2019-12-30 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-08 | 2018-03-01 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-08 | 2018-03-01 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-28 | 2018-03-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-02 | 2016-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2016-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-05-02 | 2016-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-28 | 2016-04-01 |