Lawrence Nicholas Rumble
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Nicholas Rumble ( ), a licensed former licensee with CE reference BCV893. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 — Asset management | 2019-07-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2019-01-16 | 2021-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-10 | 2019-01-16 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-10 | 2019-01-16 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-25 | 2016-12-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-05 | 2016-12-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-05 | 2016-12-15 |