Ka Lok Cheng
鄭家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Cheng (鄭家樂), a licensed former licensee with CE reference BCZ584. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 — Advising on securities | 2018-03-13 | 2021-10-29 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 — Asset management | 2018-03-13 | 2021-10-29 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-29 | 2017-08-31 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-29 | 2017-08-31 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-09 | 2017-06-29 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-09 | 2017-06-29 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-27 | 2017-02-17 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-27 | 2017-02-17 |