Claudia Yuk Ying Chan
陳旭瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudia Yuk Ying Chan (陳旭瀅), a licensed former licensee with CE reference BDE996. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-01-24 | 2022-03-17 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-22 | 2022-01-24 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-21 | 2021-09-30 |
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-04-21 | 2021-09-30 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-06 | 2020-04-21 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-11 | 2020-02-28 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-27 | 2019-04-11 |
| Hercules Capital Limited 凱利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-24 | 2014-10-14 |