Lok Him Chan
陳樂謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Him Chan (陳樂謙), a licensed Responsible Officer with CE reference BDF100. Currently licensed at 1 firm(s): Achieve Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Achieve Capital Limited |
RO | Type 9 — Asset management | 2023-01-16 | present |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 — Asset management | 2019-07-09 | 2020-06-07 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2019-07-09 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-28 | 2019-05-30 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-26 | 2019-05-30 |
| VL Asset Management Limited 以立投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-23 | 2017-12-20 |