Wui Chun Tam
譚匯寯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wui Chun Tam (譚匯寯), a licensed Responsible Officer with CE reference BDF847. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-21 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-21 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-11 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-21 | 2020-05-21 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-21 | 2020-05-21 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-21 | 2020-05-11 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-22 | 2019-11-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-18 | 2019-11-24 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-18 | 2019-11-24 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-18 | 2019-05-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-31 | 2016-07-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2016-07-20 |