Natalie Kuen Ning Ie
余堃寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Kuen Ning Ie (余堃寧), a licensed former licensee with CE reference BDH695. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-19 | 2026-02-27 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-19 | 2026-02-27 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-05-16 | 2021-07-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-05-16 | 2021-07-16 |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-04-01 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-15 | 2015-03-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-04-15 | 2015-03-13 |