Tsz Shun Chan
陳子信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Shun Chan (陳子信), a licensed former licensee with CE reference BDH909. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-18 | 2022-02-15 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-18 | 2022-02-15 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-18 | 2022-02-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-03 | 2020-10-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-06 | 2020-10-15 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2019-10-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2019-07-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-19 | 2019-07-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-12 | 2015-05-20 |