Chloe Yuen Yau Chan
陳鉉悠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chloe Yuen Yau Chan (陳鉉悠), a licensed former licensee with CE reference BDI328. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2020-10-24 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2016-02-22 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-07 | 2016-02-22 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-13 | 2015-07-17 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-24 | 2015-07-17 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-24 | 2015-03-06 |