Siu Lung Lo
羅小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung Lo (羅小龍), a licensed Representative with CE reference BDK089. Currently licensed at 1 firm(s): Polymer Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-08-29 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-19 | 2022-08-18 |
| Sectoral Asset Management Limited | Rep | Type 9 — Asset management | 2019-12-10 | 2021-09-30 |
| Sectoral Asset Management Limited | Rep | Type 1 — Dealing in securities | 2018-05-02 | 2021-09-30 |
| Sectoral Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-05-02 | 2021-09-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2018-02-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2018-02-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-09 | 2016-07-15 |