Cheuk Ning Lew
劉卓寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ning Lew (劉卓寧), a licensed Responsible Officer with CE reference BDM050. Currently licensed at 1 firm(s): KEYSTONE CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-21 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 4 — Advising on securities | 2023-03-21 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 9 — Asset management | 2023-03-21 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-03 | 2023-03-21 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-03 | 2023-03-21 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2021-03-03 | 2023-03-21 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-22 | 2021-02-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-07 | 2021-02-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-07 | 2021-02-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-07 | 2021-02-06 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-12 | 2020-06-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-12 | 2020-06-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2020-06-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-22 | 2014-10-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-22 | 2014-10-13 |