Sau Wah Christ Ng
伍秀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wah Christ Ng (伍秀華), a licensed former licensee with CE reference BDO002. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | 2025-12-31 |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 4 — Advising on securities | 2020-04-02 | 2025-12-31 |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 9 — Asset management | 2020-04-02 | 2025-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-06 | 2018-03-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-06 | 2018-03-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-06 | 2018-03-10 |