Andrew Mark Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Mark Jones, a licensed Responsible Officer with CE reference BDO007. Currently licensed at 1 firm(s): Dragon Financial Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Financial Partners Limited |
RO | Type 1 — Dealing in securities | 2020-05-07 | present |
| Dragon Financial Partners Limited |
RO | Type 6 — Advising on corporate finance | 2020-05-07 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-04 | 2017-04-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-08-04 | 2017-04-19 |