Shuqi Gao
高樹啟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuqi Gao (高樹啟), a licensed Responsible Officer with CE reference BDQ208. Currently licensed at 2 firm(s): China Harbour International Securities Limited, China Harbour International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Securities Limited 中灣國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-04 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-27 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-27 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-09 | 2023-06-27 |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-09 | 2023-06-27 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-25 | 2023-03-25 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-25 | 2023-03-25 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-09 | 2021-11-21 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-29 | 2021-11-21 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-14 | 2018-07-09 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-24 | 2017-06-29 |