Rafael Waldmeier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rafael Waldmeier ( ), a licensed former licensee with CE reference BDQ755. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-12-09 | 2016-12-31 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-06 | 2016-12-31 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-03 | 2015-12-09 |