Xiaoniu Huang
黄小牛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoniu Huang (黄小牛), a licensed Responsible Officer with CE reference BDR774. Currently licensed at 1 firm(s): NonaVerse (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NonaVerse (Hong Kong) Limited |
RO | Type 9 — Asset management | 2024-02-28 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2018-06-29 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2017-11-10 | 2018-06-29 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-12 | 2017-08-08 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-12 | 2017-08-08 |
| Patrol Capital Management Limited | Rep | Type 9 — Asset management | 2015-09-04 | 2017-03-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-08-21 | 2015-03-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-08-21 | 2015-03-24 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-11 | 2014-08-01 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-07-11 | 2014-08-01 |