Lap Shing Kao
高立誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Shing Kao (高立誠), a licensed Representative with CE reference BDU474. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-20 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | present |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-24 | 2022-09-28 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-24 | 2022-09-28 |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-24 | 2022-09-28 |