Lok Wa Kwok

郭樂樺
CE No. BDU844 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wa Kwok (郭樂樺), a licensed Representative with CE reference BDU844. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲（香港）有限公司		 Rep Type 4 — Advising on securities 2017-03-28 present
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲（香港）有限公司		 Rep Type 9 — Asset management 2014-08-04 present

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