Ling Liu
劉翎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Liu (劉翎), a licensed Responsible Officer with CE reference BDV017. Currently licensed at 1 firm(s): Waterwood Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterwood Asset Management Limited 水木資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-16 | present |
| Waterwood Asset Management Limited 水木資產管理有限公司 |
RO | Type 9 — Asset management | 2023-11-16 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-18 | 2014-10-01 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-18 | 2014-10-01 |