Daniel Fabio Nussbaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Fabio Nussbaum ( ), a licensed former licensee with CE reference BDV169. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2019-04-09 | 2023-09-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2019-04-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-01 | 2016-12-18 |