Jim Tai
戴震
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Tai (戴震), a licensed Representative with CE reference BDV988. Currently licensed at 1 firm(s): StashAway Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StashAway Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-01-09 | present |
| StashAway Hong Kong Limited | Rep | Type 4 — Advising on securities | 2023-01-09 | present |
| StashAway Hong Kong Limited | Rep | Type 9 — Asset management | 2023-01-09 | present |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-04 | 2017-10-08 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2014-09-04 | 2017-10-08 |