Chee Leng Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chee Leng Kwan, a licensed Responsible Officer with CE reference BDW128. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2020-08-21 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 9 — Asset management | 2020-08-21 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-04 | 2020-08-21 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2014-08-04 | 2020-08-21 |