Hui Rui Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Rui Wan ( ), a licensed former licensee with CE reference BDW975. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2021-04-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-04 | 2021-04-24 |
| Asia Research & Capital Management Limited | Rep | Type 9 — Asset management | 2015-06-18 | 2017-08-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2014-08-01 | 2015-04-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-01 | 2015-04-25 |