Alex Mitchell Wallis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Mitchell Wallis ( ), a licensed former licensee with CE reference BEC066. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-07-09 | 2023-03-06 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2020-03-13 | 2020-07-09 |
| Kima Capital Management Limited |
Rep | Type 9 — Asset management | 2014-08-28 | 2016-03-16 |