Tsz Sum Liu
廖芷芯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Sum Liu (廖芷芯), a licensed Representative with CE reference BEE816. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-11 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2016-01-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-08 | 2016-01-31 |