Richard Buxton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Buxton ( ), a licensed former licensee with CE reference BEF379. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2015-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-12 | 2015-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2014-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-14 | 2014-10-16 |